National Arbitration Forum – one of the world’s largest providers of alternative dispute resolution services. www.adrforum.com

Financial Regulatory Authority (“FINRA”) – the largest non-governmental regulator for all securities firms doing business in the United States. www.finra.org

U.S. District Court for the Northern District of New York,
Alternative Dispute Resolution Program – www.nynd.uscourts.gov/adr.htm